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The
Tragedy of Democracy: Rights, Tolerance and Moral Neutrality
By
Samuel Gregg
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It took a 19th century aristocrat to realise that democracys greatest
virtuethe elevation of individual autonomy over hereditary
influencecould also be its greatest vice.
To love
democracy, it is necessary to love it moderately. This phrase
summarises the principal lesson of the thought of Count Alexis
de Tocqueville, one of the 19th centurys most significant
political philosophers.
In
his magisterial two-volume work, Democracy in America, this
Catholic aristocrat asked three questions essential to our
modern self-understanding. What is democracys nature? What
are democracys effects on human nature? Lastly, how do we
preserve democracy while also mitigating its worst tendencies?
Tocqueville
went to America in May 1831 seeking intellectual clarity about
the essence of democracy, the European view of which was obscured
by the barbarism of the French Revolution. In America, Tocqueville
could observe the democratic revolution working itself out,
uncluttered by the deep political and cultural cleavages of
Restoration France. There he could see the full extent of
the democratic phenomenon and, in doing so, he discerned its
generative fact: the equality of conditions.
By
equality of conditions, Tocqueville meant a social situation
where the hereditary influence of one person over anothercentral
to the aristocratic worldhas been replaced by the idea of
individual consent. The victory of consent over hereditary
influence, and the elevation of human autonomy closely associated
with it, has had dramatic effects.
Tocqueville
himself felt what he called religious dread when contemplating
the force of this historic mutation, which he saw as both
Providential and in conformity with human nature. His exploration
of the democratic world was in part an attempt to master his
fear.
In
reflecting upon the democratic universe, Tocqueville suggested
that the pressure of individual autonomy would result in a
steady relativisation of the intellectual and moral dimensions
of human life. Public opinion would replace facts and truth
as the primary authoritative voice, while vague expressions
such as feeling at peace with oneself would usurp serious
reflection upon the nature of the moral life. The passion
for equality, natural to democracy, would trump every other
concern, and begin its ceaseless struggle to eliminate the
natural differences and natural inequalities among people.
Homo
democraticus, as Tocqueville characterised him, is obsessive
about rights, neglectful of duties, reluctant to believe in
anything, anxious, and solitary. These defects make him prey
to what Tocqueville called soft despotism whereby freedom
is abandoned, and a bloated central power administers to the
needs of an infantilised population.
In
an egalitarian, democratic but atomised society, Tocqueville
believed that people would not turn to each other to meet
their needs through free exchange, civic association and the
pursuit of what Tocqueville called self-interest rightly
understood. Instead, they would look to an omnipotent state,
which would remove in a paternal-like manner all the trouble
of thinking and acting for oneself.
Thus,
in Tocquevilles view, it appears that C.S. Lewis men without
chests will eventually be the natural denizens of democracies.
For although Tocqueville regarded the aristocratic regime
to be unjustbased as it was on an unnatural convention of
hereditary superiorityits hierarchical order still preserved
room for standards transcending the individual will.
The
democratic regime, by contrast, threatens to obscure every
reference point that transcends the sovereign individual.
Once this occurs, Tocqueville suspected, democracy is in trouble.
We will no longer be able to fathom the true, the good and
the beautiful, and our free institutions will slowly crumble.
The spectre of nihilism haunts the democratic mansion.
Tocqueville
understood, then, that the tragedy of democracy is that its
defects are generated by its very principles. One contemporary
example is what amounts to nothing less than an obsession
with rights and the problem of proliferating rights-talk
that is increasingly evident in Australia.
Rights-talk
The
phrase, coined by Mary Ann Glendon (1991), describes a phenomenon
whereby political discourse is slowly impoverished by an explosion
in the use of the word rights to the point whereby it becomes
harder to define critical questions, let alone debate and
resolve them.
It
is a discourse through which we try to settle problems of
right and wrong through articulating rights, but which repeatedly
proves inadequate or leads to a stand-off of one right against
another. It facilitates a rights culture noted for being prodigious
in bestowing the rights label, its legalistic character, its
hyper-individualism, and its deafening silence with respect
to personal and civic responsibilities.
For
all these reasons, rights-talk destabilises the moral habits
and free institutions that Tocqueville described as essential
not only for maintaining a free society but also for distinguishing
a free society from one of anarchy.
Rights-talk
is all around us. Apart from fitting neatly into ten second
sound-bites, we hear the expression rights attached to a
rapidly expanding number of words: smokers, union, childrens,
employee, consumer, womens, mens, animal, homosexual, land
etc.
As
Glendon relates, not only does this often trivialise the meaning
of rights, but it also leads to a tendency to frame every
social controversy in terms of a clash of rights (Glendon
1991: x). This impedes, she claims, compromise, mutual understanding,
and the discovery of common ground.
It
also produces a penchant for absolute formulations that we
hear so often in expressions such as Its my body. I have
the right to do whatever I want with it. A moments thought
indicates that this is simply not true. We have, for example,
criminal laws that put some limits on our ability to do anything
that we want with our bodies.
But
rights-talk also has a more sinister dimension. In 1989, the
Czech president, Vclav Havel, described words like human
rights as galvanising entire societies with their freedom
and truthfulness. Havel then added, however, that the very
same words that at times are rays of light may turn in other
circumstances into lethal arrows (1990).
One
example of this latter tendency may be found in Articles 12
and 13 of the UN Convention on the Rights of the Child. These
define the childs right to express an opinion in matters
affecting the child and to have that opinion heard, and the
right to seek, receive, and impart any information through
any media (1989). As Russell Hittinger states, these Articles
effectively declare it a human rights violation for a parent
to tell a ten-year-old to turn off the television and go to
bed (1995: 35).
We
need not concern ourselves here with the details of how the
culture of rights-talk has emerged. Suffice to say, Glendon
traces it to a variety of causes, such as the American grounding
of rights in tort law. Given, however, the extent to which
rights-talk presently dominates so much popular and legal
discourse, there is good reason to have grave reservations
about the wisdom of introducing a Bill of Rights at either
a state or federal level in Australia.
Apart
from the immense difficulties involved in agreeing in our
increasingly rights-talk culture upon what is and is not a
right, a Bill of Rights would simply facilitate more rights-talks,
promote unrealistic expectations, facilitate occasions for
civil discord, regularly promote sporadic crisis intervention
over systematic measures, provide even more opportunities
for specific groups to promote particular interests over the
common good, and serve to undermine concepts of duty and obligation.
Conceptions of tolerance
A
second example of a potentially counterproductive principle
associated with democracy is the spread of questionable conceptions
of tolerance within most Western societies.
One
may be called sceptical tolerance. This holds that the best
foundation for tolerance is to avoid having strong convictions
about good and evil; thus the more you doubt, the more tolerant
you are. Another is quantitative tolerance: the meaning
of tolerance is tolerance; therefore the more you tolerate,
the more tolerant you are. Lastly, there is apologetic tolerance:
if you happen to have strong beliefs, the best expression
of tolerance is to refuse to express or act upon it; therefore
the more reticent you are, the more tolerant you are.
Each
of these conceptions of tolerance is highly problematic. If
people really believe that the meaning of tolerance is tolerating,
then they ought to tolerate even intolerance. Likewise, if
one really considers the best foundation for tolerance is
to avoid having any strong beliefs, then one should not have
a strong belief that intolerance is wrong. Lastly, if you
truly believe that when you do have strong beliefs you should
refuse to express or act on them, then your tolerance amounts
to nothing less than intellectual self-emasculation.
Even
more worryingly, the prevalence of any of these conceptions
of tolerance effectively denies anyone the opportunity to
say much that is meaningful about anything. Discussions about
morality, for example, become reduced to the ritual reciting
of bromides such as you have your values, and I have mine,
or well just have to agree to disagree. Until the 20th
century, most philosophers, regardless of their particular
moral, political and religious commitments, would have regarded
such expressions as signifying nothing less than an abandonment
of any claim to be engaged seriously in the life of the mind.
Yet
tolerance cannot be neutral about what is good and evil because
its very purpose, at least in the public domain, is to guard
goods and avert evils. Certainly, as Thomas Aquinas notes,
we sometimes find ourselves living in societies where, for
prudential reasons, we have to tolerate certain evils or put
up with injuries to the good (Summa Theologiae, I-II, q.96,
a.2).
This
does not, however, mean that we cease to call evil by its
name, nor that we should simply accept it. Tolerance, in other
words, is simply one means among others for assuring a certain
civility in public discourse, and ought not to be constructed
into a deity before whom we should all bow down.
The myth of neutrality
But
if the views of tolerance outlined above are so fallacious,
why are they so persistent? One answer is that they are never
practiced consistently. All so-called neutralists invariably
have strong convictions. Consistent neutralism would hold,
for example, that it is just as intolerant to express views
derived from a secular philosophy as it is to articulate thoughts
premised on religious belief.
The
inescapable paradox from which neutralists cannot escape is
their inability to answer the question Why be neutral? without
committing themselves to particular goodssocial order, peace
etc.thereby violating their claim to value-neutrality.
Politically
speaking, we encounter the doctrine of neutrality on the right
where thinkers like Richard Posner and Michael Oakeshott tell
us that the specific and limited activity of governing has
nothing to do with morality. Both scholars, however, rely
upon unspoken understandings of what is good when articulating
their ideas. Oakeshott, for example, maintained that it was
good to minimise frustration. Moreover, he insisted that it
was better to be ignorant of truth rather than pestered by
it (1996: 100-130). Nor are Posners theories about law and
sex any more morally neutral.
According
to Posner, the great rival to his views on such matters is
a heterogeneous cluster of moral theories (1992: 3): in
other words, any theory that acknowledges that it is based
upon an understanding of the nature of the good rather than
what Posner calls the scientifically rational.
Yet
in accurately describing his theories as [f]unctional, secular,
instrumental [and] utilitarian (1992: 3), Posner reveals
that his thinking has not, after all, managed to escape the
realm of moral philosophy. For utilitarianism cannot escape
taking a view about the nature of the good. In crude terms,
what is good for the utilitarian is aggregate pleasurewhat
gives the greatest pleasure to the greatest number.
Neutralism
is also to be found on the left where neo-Marxists like
Jurgen Habermas and left-liberals such as John Rawls invent
concepts such as the Veil of Ignorance to convince us that
if we want to grasp the principles of justice, we must pretend
to forget both who we are and everything that we have ever
thought or learnt about good and evil.
Rawls,
for example, has stated that no-one should ever act in public
lifefor instance as a voteron the basis that such-and-such
an opinion is true. Truth, in his view, should be supplanted
as the criterion for right political action by an idea of
the reasonable (Rawls 1996: 61, 127). As John Finnis observes,
this leads to the rather strange conclusion that many conceptions
of public policy are reasonable although quite untrue (1997:
492).
Yet
it is far from obvious that reason obliges anyone to abandon
attachment to the truth or to stay silent about truth. It
is even more unreasonable to think that people would or should
willingly do so. To favour what one believes to be true and
good is certainly to favour, but it is not bias: it is the
very condition of being practically reasonable.
From
this standpoint, it becomes clear that Rawlsian neutralism
is not neutral. It is profoundly anti-perfectionist in orientation.
Put another way, Rawlsian neutralism holds that there is something
wrong with viewing the law as critical to the fostering of
an environment that helps people to self-realise the true
and the good. It does so because any such action proceeding
from a perfectionist understanding of the law is considered
to constitute a violation of peoples autonomy.
Autonomy,
then, is the Rawlsian trump cardit is the value that, almost
always, overrides any other consideration. Needless to say,
this is not a morally neutral position. Indeed, as Paul Campose
notes, there is little doubt that some people embrace Rawls,
not because of his neutralist pretensions, but precisely because
they want to foreclose specific advocacy from certain quarters
(1994: 1825).
The
promotion of rights, a certain degree of state-sanctioned
neutralism, and tolerance are, in contemporary political discourse
and practice, associated with modern liberal democracies (although
their pedigree precedes the French Revolution). Hence, while
one may say with Tocqueville that democracy is, to a certain
extent, the natural political society, the ease with which
these conceptsif mishandledcan gradually undermine democratic
procedures leads to the conclusion that democracy needs to
be constitutionally, culturally and, above all, morally moderated.
Tocquevilles
own recommendations were twofold: that we all consciously
cultivate the virtues and the free moeurs required by a free
people; and that we strengthen civil associational life at
every level. In each of these areas, Tocqueville believed
that religion (by which he meant formal organised credal religion
rather than a vague spirituality accompanied by a smorgasbord
approach to morality) had a crucial role to play.
Reflection
upon contemporary Western and Australian culture suggests
that its capacity to promote Tocquevilles remedies to counter
democracys negative tendencies is, in many respects, weak.
We need a serious discussion of the moral and cultural preconditions
required by a democratic and truly free society that is resistant
to the spectre of majoritarianism as well as what Alasdair
MacIntyre denotes as the emotivism that drives so much contemporary
Western political discussion (1981: 6-34).
Yet
in much of Western society, there is a distinct tendency to
label anyone who, for instance, has the audacity to maintain
that some acts are always and in every case evil, as intolerant
or a fundamentalist. This being the case, it is extremely
difficult even to begin the type of conversation that is sorely
needed.
Conclusion
So,
one might ask, what is to be done? We cannot return to aristocracy.
But at the same time we cannot stop democracy because it is,
to a large extent, natural to society. Perhaps our best starting
point is to begin by explaining the limits of democracy and,
more specifically, that it is simply not equipped to perform
certain functions or answer certain questions.
As
Europes foremost Tocquevillian scholar Pierre Manent points
out (1996: 142), democracy cannot answer what is perhaps the
most important philosophical question facing usQuid sit Homoi.e.,
what is man? It can therefore provide no coherent answer to
the question of the limits to human will. It can, at best,
only provide a certain pragmatic means for responding to issues
of truth and falsityand a pragmatic response is not always
the type of answer required.
In
short, we need to convince others that we must love democracy
moderately, since it does not deserve our absolute devotion,
and that more attention needs to be given to nurturing the
type of moral and cultural milieu required by democracy along
the lines suggested by Tocqueville over 160 years ago.
As
Tocqueville noted, if we want to preserve democracy and allow
it to flourish, then we need to cultivate the virtues as well
as the familial, religious, commercial, and civil associations
that draw the individual out of his isolation, rescuing him
from the prospect of soft despotism.
The
qualities of honour, self-restraint, self-reliance, and determination
that were once considered the attributes of a privileged hereditary
caste need to be transmitted to as many people as possible.
In this sense, a 19th century aristocrat may have understood
us and our dilemmas better than we understand them ourselves.
References
Aquinas,
T. 1975, Summa Theologiae, Blackfriars, London.
Campose,
P. 1994, Secular Fundamentalism, Columbia Law Review 94:
1825-138.
Convention
on the Rights of the Child. 1998, Adopted by the United Nations
General Assembly, 20 November 1989.
Finnis,
J. 1997, On the Practical Meaning of Secularism, Notre Dame
Law Review 73 (3): 492-515.
Glendon,
M.A. 1991, Rights Talk: The Impoverishment of Political Discourse,
Free Press, New York.
Havel, V.
1990, Words on Words, New York Review of Books, January
18.
Hittinger,
R. 1995, The Gospel of Life: A Symposium, First Things 56,
October: 35-36.
MacIntyre,
A. 1981, After Virtue: A Study in Moral Theory, University
of Notre Dame Press, Notre Dame: 6-34.
Manent,
P. 1996, Tocqueville and the Nature of Democracy, trans. J.
Waggoner, Rowman and Littlefield, Lanham, MD.
Oakeshott,
M. 1996, The Politics of Faith and the Politics of Scepticism:
Selected Writings of Michael Oakeshott, T. Fuller (ed), Yale
University Press, New Haven.
Posner,
R. 1992, Sex and Reason, Harvard University Press, Harvard.
Rawls, J.
1996, Political Liberalism, Columbia University Press, New
York.
Tocqueville,
A. de. 1951, Oeuvres compltes, J. Mayer (ed), Fayard, Paris.
Author
Samuel Gregg is Resident Scholar at The Centre for Independent
Studies (CIS) and Director of the Religion and the Free Society
research programme. This paper formed the basis of a presentation
he gave at Consilium, CIS inaugural public policy conference
held 18-20 May 2000.
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